Recognize, Refuse, & Report: Investment Fraud
April 16, 2019 @ 12:00 PM MDT
Director of the Office of Investor Education and Advocacy Lori Schock advises callers what questions to ask when seeking a Financial Advisor.
Regional Director at US Securities and Exchange Commission Jeffrey Boujoukos discusses why seniors are often the target of scams.
Lori Schock answers a question about popular scams.
AARP Fraud Network hosted this Access Live event featuring experts from the FINRA Investor Education Foundation and the Securities and Exchange Commission. April is Financial Capability Month and the main topic was how to protect against investment fraud. Experts shared how to properly vet an advisor, explained brokerage accounts, and discussed the top scams facing seniors.